Broker-dealers and investment advisers in Colorado will soon be required to comply with new rules designed to protect the electronic information they collect and maintain. On May 19, 2017, the Colorado Division of Securities adopted final cybersecurity rules under the Colorado Securities Act. In addition to requiring written procedures that are “reasonably designed to ensure … Continue reading
Colorado Division of Securities Adopts Final Cybersecurity Rule
Broker-dealers and investment advisers in Colorado will soon be required to comply with new rules designed to protect the electronic information they collect and maintain. On May 19, 2017, the Colorado Division of Securities adopted final cybersecurity rules under the Colorado Securities Act. In addition to requiring written procedures that are “reasonably designed to ensure … Continue reading
